ARTHROKINEMATICS
The head mechanically teeters on the atlanto-occipital joints,
which are shaped like cupped palms tipped slightly medially.
Because the line of gravity falls anterior to these
articulations, a force must be constantly provided in the upright
posture by the posterior neck muscles to hold the head erect.
Added to this gravitational stress is the action of the anterior
muscles of the neck, essentially the masticatory, suprahyoid, and
infrahyoid groups, which as a chain join the anterior cranium to
the shoulder girdle.
Flexion, extension, rotation, lateral flexion, and circumduction
are the basic movements of the cervical region. Head motions on
the neck are generally confined to the occiput-atlas-axis complex
and can be described separately from movements of the neck on the
trunk. Cervical motions are usually tested with normal weight
bearing ) unless the patient is unable to hold the head erect.
Passive motion should never be attempted if spinal fracture,
dislocation, advanced arteriosclerosis, or severe instability is
suspected. In any evaluation of joint motion, active motion
should be observed first.
Joint Motion of the Neck
Gross joint motion is roughly screened by inspection during
active motions. Mensuration is recorded by the findings of an
inclinometer with the patient placed in the neutral position. The
degrees of maximum active and passive flexion, extension,
rotation, and lateral flexion from the neutral position are
recorded. The prime movers and accessory muscles governing motion
of the neck are shown in Table 3.
Table 3 Neck Motion
Joint Motion
Prime Movers
Accessories
Flexion
Sternocleidomastoid
Scalenes
Longus colli
Hyoid muscles
Longus capitis
Rectus capitis anterior
Rectus capitis
lateralis
Extension
Trapezius, upper
Transversospinalis
group
Splenius capitis
Levator scapulae
Splenius cervicis
Semispinalis capitis
Semispinalis cervicis
Erector spinae capitis
Erector spinae cervicis
Rotation
Sternocleidomastoid
Scalenes
Trapezius, upper
Transversospinalis
group
Splenius capitis
Splenius cervicis
Evaluating Muscle Strength of the Neck
Muscle strength is recorded as from 5 to 0 or in a percentage and
compared bilaterally when possible. The myologic features of
cervical root and peripheral nerve lesions are shown in Table
4.
Table 4 Muscle Features of Cervical Root & Peripheral Nerve Lesions
Site
Muscle Signs
C6 root
Shoulders are held abducted
Forearm pronators
weak
Elbow flexors weak
Forearm supinators
weak
Elbow extensors weak
Wrist extensors
weak
C7 root
Elbow extensors weak
Wrist extensors
weak
Forearm pronators weak
Grip weak
Wrist flexors
weak
Wrist extensors weak
Grip weak
Thumb little finger apposition
poor
Finger extensors weak
Thumb flexion weak
Finger spread
poor
Radial nerve
Elbow extensors weak
Wrist extensors
weak
Forearm supinators weak
Finger extensors
weak
Median nerve
Forearm pronators weak
Grip weak
Wrist flexors weak
Thumb pressure
weak
Ulnar nerve
Grip weak
Finger spread
poor
Thumb pressure weak
Rotation
The major muscles involved in cervical rotation are the
sternocleidomastoideus, upper trapezius, and splenius group, with
some assistance provided by the scalenes and intrinsics. Strength
of the cervical rotators is tested by standing in front of the
patient and placing the stabilizing hand on the patient s left
shoulder and the resisting palm against the patient s right cheek
when right rotation is being measured. The examiner s hand
positions are switched for testing left rotation strength.
Rotational strength is subjectively tested by having the patient
attempt to slowly rotate his head against the examiner s
resistance for each side.
Extension
Strength of the many extensors is subjectively tested by placing
the stabilizing hand in the patient s upper dorsal area to
prevent thoracic extension and the palm of the resisting hand
over the occiput of the patient. Power is evaluated by having the
patient slowly extend his neck against this resistance. The
stabilizing hand may be placed on the superior aspect of the
trapezius between the neck and the humerus to palpate muscle
contraction simultaneously.
Phillips points out the necessity of normally lax ligaments at
the atlanto-axial joints to allow for normal articular gliding,
thus making tonic muscle action the only means by which head
stability is maintained. Goodheart reports that the splenius
muscles are responsible for maintaining head level more than any
other muscles. "Occipital sideslip and jamming frequently are
associated here."
Flexion
The action of flexion of the neck as a whole is done primarily by
the sternocleidomastoideus, the longus group, and the rectus
capitis anterior and lateralis, with secondary assistance from
the scalenes and hyoid muscles. Extension is controlled by the
upper trapezius, splenius group, the semispinalis group, and the
erector spinae, which form the paravertebral extensor mass.
Secondary assistance is provided by several small intrinsic neck
muscles and the levator scapulae.
The position to test strength of the cervical flexors is taken by
stabilizing the patient s sternum with one hand to prevent
thoracic flexion and placing the palm of the other hand against
the patient s forehead. Strength is subjectively evaluated by
having the patient slowly attempt to flex his neck against this
resistance.
Lateral Flexion
Lateral flexion is accomplished by the scalenus anticus, medius,
posticus, and the levator scapulae. Secondary assistance is
provided by the small lateral intrinsic muscles of the neck.
Strength of the lateral flexors is tested by standing at the side
of the patient and placing the stabilizing hand on the patient s
shoulder to prevent thoracic movement and the resisting palm on
the patient s skull above the ear. Strength is evaluated by
having the patient slowly flex his neck laterally against the
resistance.
CLINICAL MANAGEMENT ELECTIVES FOR NECK STRAINS/SPRAINS
1. Stage of Acute Inflammation and Active Congestion
Following soft-tissue neck trauma without emergency airway
complications, the major goals are to control pain and reduce
swelling by vasoconstriction, compression, and elevation; to
prevent further irritation, inflammation, and secondary infection
by disinfection, protection, and rest; and to enhance healing
mechanisms. Common electives include:
Disinfection of open skin (eg, scratches, abrasions, etc)
Cryotherapy
Cold packs
Ice massage
Vapocoolant spray
Pressure bandage
Protection (padding)
Elevation maintained
Iontophoresis/phonophoresis
Auriculotherapy
Meridian therapy
Mild pulsed ultrasound
Mild pulsed alternating current
Rest and support
Bedrest
Foam/padded appliance
Rigid appliance
Indicated diet modification and nutritional supplementation.
2. Stage of Passive Congestion
The major goals are to control residual pain and swelling,
provide rest and protection, prevent stasis, disperse coagulates
and gels, enhance circulation and drainage, maintain muscle tone,
and discourage adhesion formation. Common electives include:
Alternating superficial heat and cold
Pressure bandage
Protection (padding)
Passive exercise
Mild surging alternating current
Mild pulsed ultrasound
Phonophoresis
Cryokinetics (passive exercise)
Meridian therapy
Spondylotherapy
Rest and support
Bedrest
Foam/padded appliance
Rigid appliance
Indicated diet modification and nutritional supplementation.
3. Stage of Consolidation and/or Formation of Fibrinous Coagulant
The major goals are the same as in Stage 2 plus enhancing muscle
tone and involved tissue integrity and stimulating healing
processes. Common electives include:
Mild articular adjustment technics
Moist superficial heat
Thermowraps
Spray-and-stretch
Cryokinetics (active exercise)
Moderate active range-of-motion exercises
Meridian therapy
Mild alternating traction
Sinusoidal current
Ultrasound, continuous
Microwave
Vibromassage
High-volt therapy
Interferential current
Spondylotherapy (upper dorsal)
Mild transverse friction massage
Mild proprioceptive neuromuscular facilitation techniques
Rest and support
Foam/padded appliance
Semirigid appliance
Foam support
Indicated diet modification and nutritional supplementation.
4. Stage of Fibroblastic Activity and Potential Fibrosis
At this stage, causes for pain should be corrected but some local
tenderness likely exists. The major goals are to defeat any
tendency for the formation of adhesions, taut scar tissue, and
area fibrosis and to prevent atrophy. Common electives are:
Deep heat
Articular adjustment technics
Spondylotherapy (upper dorsal)
Local vigorous vibromassage
Transverse friction massage
Spray-and-stretch
Active range-of-motion exercises without weight bearing
Motorized alternating traction
Negative galvanism
Ultrasound, continuous
Phonophoresis
Sinusoidal and pulsed muscle stimulation
Microwave
High-volt therapy
Interferential current
Meridian therapy
Proprioceptive neuromuscular facilitation techniques
Rest and support
Bedrest
Foam/padded appliance
Semirigid appliance
Indicated diet modification and nutritional supplementation.
5. Stage of Reconditioning
Direct articular therapy for chronic fixations
Progressive remedial exercise
Passive stretching
Isometric static resistance
Isotonics with static resistance
Isotonics with varied resistance
Plyometrics
Aerobics
Indicated diet modification and nutritional supplementation.
COMMENTARY
Soft-Tissue Injuries of the Anterior Neck
After attending to life-threatening potentialities, a more
thorough examination may proceed. Seek gross abnormalities, then
check for details. Required transportation, however, should never
be delayed for diagnostic purposes.
If examination may proceed, note the action of the cricoid
cartilage area when the patient swallows. Check the trachea for
midline alignment. Evaluate abnormal contours, curvatures, and
restricted movements. Venous thrombosis, masses, and exudates may
produce visible and palpable edema in the neck. Palpate the neck
with the patient supine so that the muscles are relaxed and the
head may be passively controlled.
Tracheal Injury
Fortunately, trauma to the trachea is rare. It commonly results
from a clothesline-type injury or a "chop" to the base of the
neck just below the "Adam s apple." Possible airway obstruction
requires quick and careful evaluation. After any neck or thorax
injury, the trachea should be checked for its midline
position.
Tracheal rupture causes air to leak into neck tissues (balloon
neck) and connective tissues of the shoulder girdle. Fracture
also features emphysema and breathing difficulties. A similar
blow above the sternum may cause a thyroid hematoma,
characterized by severe hoarseness. Indirect whiplash injury to
the cervical spine is also a possibility with any blow to the
anterior neck.
Emergency Care. The priority is to assure an adequate
airway. The problem becomes complex when endotracheal intubation
is necessary (requiring extension of the neck) and possible
cervical spine and/or cord damage occurs, making cervical
extension contraindicated. This emergency requires "blind"
endotracheal intubation, cricothyrotomy, or tracheotomy by an
experienced person. Also, if the larynx has split from the
trachea or separated between two tracheal rings, attempts at
endotracheal intubation may be fatal. This situation requires
inserting the tube below the separation if possible.
Cricothyroid and Hyoid Injuries
The cricoid and thyroid cartilages are quite vulnerable to direct
trauma of the neck. Injury can be a medical emergency. Displaced
fractures of the cricoid, especially, must be quickly reduced
surgically as the cricoid encircles the airway. Subglottic
stenosis is a common posttraumatic result of associated
lacerations and mucosal tears not being carefully reapproximated.
Hyoid injuries are rare, extremely painful, and rarely affect the
integrity of the airway.
Laryngeal Injury
Obstruction within the upper airway is the second most common
cause of death resulting from head and neck trauma. Thus, the
priority concern in any anterior neck injury is airway
impairment. Any injured person tends to hyperventilate. Thus,
ventilation is not difficult to assess. A minor airway
obstruction may soon become suddenly life threatening or be
delayed for several hours after injury.
The larynx may be crushed between a blunt object and the anterior
cervical spine, leading to cartilaginous fractures, subluxation,
and/or dislocation. The most common fracture of the thyroid
cartilage is that of a vertical anterior split between the
thyroid notch and the cricothyroid membrane producing avulsion of
the anterior vocal cord attachments and hematoma.
Laryngeal injury usually produces a louder stridor than tracheal
injury, but stridor may be absent if the obstruction is severe
enough to completely obstruct the airway. Besides stridor, other
signs and symptoms of laryngeal fracture are loss of
cartilaginous landmarks from edema, dyspnea, dysphonia from
paresis or hematoma, pain increased by neck motion, dysphagia,
subcutaneous emphysema (sometimes from scalp to clavicle), and
local tenderness. Otolaryngeal consultation should be quickly
sought.
Less severe bruises are the result of a pole, rod, fist, elbow,
baseball, racket, or stick. Hoarseness and point tenderness are
exhibited, but edema and airway obstruction are absent. An
overnight ice collar is usually sufficient.
Thyroid Cartilage Fixation
A chronic pain or an ache may occasionally arise from a fixated
thyroid cartilage. This is usually the result of previous trauma
resulting in restricted mobility. This annoying condition is far
removed from the more serious acute disorders that may occur in
the area of the anterior neck such as cartilage fractures of the
larynx or trachea that can obstruct the airway and jeopardize
life.
Mobilization Technique. For correction, the patient is
placed on a table in the supine position without a pillow. The
doctor stands to the side of the patient and grasps the upper and
lower margins of the patient s thyroid cartilage with the fingers
of his caudad hand while his cephalad hand supports the patient s
chin. Gently manipulation is then made in a clockwise and
counterclockwise motion with the fingers, using the thumb as a
pivot. The action should come from the doctor s elbow rather than
his wrist or fingers. Several movements should show increased
cartilaginous mobility after 1 3 sessions, with a reduction in
symptoms following.
Hypopharyngeal and Esophageal Injuries
The esophagus is normally collapsed and shielded by surrounding
structures, but because it has extremely delicate walls, it can
be easily injured by internal (eg, foreign body ingestion,
exploration) or external penetrating wounds. Simple tears of the
oropharynx or nasopharynx respond well to saline irrigation,
restricting solid food, and taking precautions against infection.
More severe injuries require surgical repair and antibiotics.
Direct Vascular Injuries
Excepting spinal cord damage, injuries of the major blood vessels
comprise the highest mortality and morbidity of all neck trauma.
The most serious consequences are those of airway obstruction
from blood, air embolism, spurting hemorrhage, cerebral infarct,
and neurologic deficits consequent to cerebral hypoxia. Seek
signs of bleeding, discoloration, swelling, lack of superficial
pulses, or auscultated bruits. Pressure will control most
hemorrhages.
POSTTRAUMATIC SOFT-TISSUE DISORDERS OF THE POSTERIOR NECK
Trigger Points
The cervical and suprascapular areas of the trapezius frequently
refer pain and deep tenderness to the lateral neck (especially
the submastoid area), temple area, and angle of the jaw. The
sternal division of the sternocleidomastoideus refers pain
chiefly to the eyebrow, cheek, tongue, chin, pharynx, throat, and
sternum. The clavicular division refers pain mainly to the
forehead (bilaterally), back of and/or deep within the ear, and
rarely to the teeth. Vapocoolant sprays to isolated sites often
produce rapid spasm reduction of affected areas.
Common trigger points involved in "stiff neck" are in the
trapezius (usually a few inches lateral to C7) or the levator
scapulae and splenius cervicis lateral to C4 C6 cervical
processes. These points are often not found unless the muscle is
relaxed during palpation.
Cervical Contusions
Contusions in the neck are similar to those of other areas. They
often occur in the neck muscles or cervical spinous processes.
Painful bruising and tender swelling will be found without
difficulty, especially if the neck is flexed. They present little
biomechanical significance unless severe scarring occurs.
Torticollis, Neck Spasms, and Similar Disorders
Inflammation. "Wry neck" spasm (tonic, rarely clonic) of
the sternocleidomastoideus and trapezius may be due to irritation
of the spinal accessory nerve or other cervical nerves by swollen
glands, abscess, acute upper respiratory infections, scar, or
tumor. A spontaneous subluxation of the atlas may follow severe
throat infection (eg, pharyngitis). Neck rigidity may also be the
result of a sterile meningitis from blood in the cerebrospinal
fluid. Thus, if a patient has slight fever, rapid pulse, and
rigid neck muscles, subarachnoid hemorrhage should be suspected.
Lateralizing signs are often indefinite.
Congenital, Neuropathic, and Idiopathic Forms. The
congenital form of torticollis is commonly associated with
Klippel-Feil syndrome, atlanto-occipital fusion, and pterygium
colli. Focal neuropathic causes include ocular dysfunctions,
syringomyelia, and tumors of the spinal cord or brain. Idiopathic
forms are seen in acute calcification of a cervical disc,
rheumatic arthritis, tuberculosis, or "nervous" individuals.
Nelson feels that wry neck may also be the result of
subdiaphragmatic or subclinical visceral irritation being
mediated reflexly into the trapezius and cervical muscles.
Subluxation-Induced Torticollis. This common syndrome will
be described in a subsequent paper.
General Management. The muscles are rigid and tender, the
head tilts toward the spastic sternocleidomastoideus, and the
chin is rotated to the contralateral side. The priority is to
locate and relieve causative or contributing subluxation
complexes or other points of focal irritation. After the acute
stage, isotonic exercises are useful in improving circulation and
inducing the stretch reflex, especially in the cervical
extensors. These exercises should be done supine to reduce
exteroceptive influences on the central nervous system.
Peripheral inhibitory afferent impulses can be generated to
partially close the presynaptic gate by acupressure, acu-aids,
acupuncture, or transcutaneous nerve stimulation. Most
authorities feel deep sustained manual pressure on trigger points
is the best method, but a few others prefer severe short-duration
pressure (1 2 sec). Deep pressure is contraindicated in any
patient receiving anti-inflammatory drugs (eg, cortisone) as
subcutaneous hemorrhage may result. The effects of cervical
traction are often dramatic but sometimes short lived if a
herniated disc is involved. In chronic cases, relaxation training
with biofeedback is helpful.
It should not be overlooked that a metabolic disturbance may be
the cause. For example, an acid-base imbalance from muscle
hypoxia and acidosis is frequently a etiologic factor. It may be
prevented by Lindahl s alkalization mixture (potassium citrate,
33.5%; calcium lactate, 41%; sodium citrate, 12%; magnesium
glyconate, 12%; lithium citrate, 1.5%).
Posttraumatic Exercise for Neck Soft Tissues
Allman recommends a two-phase approach: the first limited to
active exercise; the second, to resisted exercise. He advises
that the exercise of Phase 1 should not begin until pain fades
and that progress to more strenuous exercise should not be
allowed during Phase 1. Phase 2 exercises should only begin when
pain and stiffness have disappeared, and this phase includes
Phase 1 exercises with resistance progressively added.
Phase 1 Mode includes (1) active head rotation to the right
and left, (2) active lateral flexion toward the shoulder
bilaterally with the shoulders held erect, (3) active forward
thrust of the neck with the chin forward and downward in an
attempt to touch the lower thorax, and (4) active backward motion
but not past the neutral position. Allman believes that
hyperextension will aggravate most neck problems.
Phase 2 Mode includes (1) partner resisting motion (with
hands) in all planes of movement, (2) self-applied resistance
with a towel or the patient s hands, and (3) movement against a
spring-loaded or weight-loaded head strap.
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