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Systematic review
Manipulation of the cervical spine: a systematic review of case reports of serious adverse events, 19952001
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©The Medical Journal of Australia 2002 ISSN: 0025-729X http://www.mja.com.au/public/issues/176_08_150402/www.mja.com.au
To summarise recent evidence from case reports (published January 1995 September 2001) of adverse events after cervical spine manipulation.
Five computerised literature searches (MEDLINE Pubmed; EMBASE, the Cochrane Library, AMED [Allied and Complementary Medicine Database], and CISCOM [Centralised Information Service for Complementary Medicine]) were performed. No language restrictions were applied.
All case reports containing original data of adverse events after cervical spine manipulation were included.
All articles were evaluated and key data extracted according to pre-defined criteria: patient's age, sex and diagnosis; type of therapist; type of treatment; nature of adverse event; method of diagnosis; and clinical outcome.
Thirty-one case reports (42 individual cases) were found. The patients were equally distributed between the sexes (21 male, 20 female, one unknown) and mostly middle-aged (range, 3 months to 87 years). Most were treated by chiropractors. Arterial dissection causing stroke was reported in at least 18 cases.
Spinal manipulation is a popular form of treatment used by chiropractors, osteopaths, doctors, physiotherapists and other healthcare professionals to treat a range of (mostly) musculoskeletal problems. The American Chiropractic Association1 defines spinal manipulation as a passive manual manoeuvre "during which the three-joint complex is carried beyond the normal physiological range of movement without exceeding the boundaries of anatomical integrity". The essential characteristic is a low- or high-velocity thrust brief, sudden, and carefully administered at the end of the normal passive range of movement in an attempt to increase the joint's range of movement. This distinguishes manipulation from other forms of manual therapy.
The one-year prevalence figures of spinal manipulation in representative samples of general populations are high: 15% (1996, Australia), 10% (1988, Austria), 33% (1996, UK), 7% (1997, USA), and 16% (1998, USA).2 Several articles3,4 published before the mid-1990s described the potential risks of spinal manipulation, and showed that, in particular, manipulation of the cervical spine is associated with serious risks. This systematic review of case reports published between 1995 and 2001 evaluates the reported evidence of serious adverse events after cervical spine manipulation.
MethodsComputerised literature searches were performed using MEDLINE (via Pubmed); EMBASE; the Cochrane Library; AMED (Allied and Complementary Medicine Database); and CISCOM (Centralised Information Service for Complementary Medicine) (January 1995 September 2001). The search terms used were "adverse effects", "adverse events", "chiropractic", "complications", "manual therapy", "osteopathy", "risk", "safety", "spinal manipulation", "strokes", "vascular accidents". In addition, I searched my own files and consulted nine other experts. The bibliographies of all located articles were also searched.
All case reports containing original data relating to serious adverse events associated with cervical spine manipulation were included. No language restrictions were applied.
ResultsThe 31 case reports (42 individual cases)5-35 that met the inclusion criteria are summarised in the Box. Most reports were from the United States, but the spread across countries is wide. The reports were published fairly evenly over the time period, with a greater number in 1996 and 2001. The patients were equally distributed between the sexes (21 male, 20 female, one unknown) and middle-aged (range, 3 months to 87 years). Most were treated by chiropractors (n = 30). The exact nature of the cervical spine manipulation was frequently not described in detail; when it was, rotation and tilting of the head were often involved. Arterial dissection, usually of the vertebral arteries, causing stroke was the most common serious adverse event (at least 18 cases). In most instances, the acute onset of symptoms after the manipulation made a causal relationship likely. Symptoms often developed quickly after or during therapy and varied widely according to the exact nature of the injury. The eventual outcome was often not reported, but included serious sequelae, such as permanent visual field loss, permanent neurological deficit and death (serious sequelae in at least 17 cases) (see Box).
DiscussionCervical spine manipulation continues to be associated with vascular, neurological and other serious complications. In particular, high velocity thrusts of the cervical spine, especially with rotational movement, seem to result in complications.3,4 The force and extent of these movements can cause arterial dissection, particularly of the vertebral arteries, in predisposed individuals. In isolated cases, forceful massage alone can lead to serious problems.35 No particular risk factors for such events, or adequate, practical means of prevention, have yet been convincingly demonstrated. Some authors simply recommend not referring patients to practitioners practising rotary cervical manipulation.3,4
The obvious and important limitations of the data must be acknowledged. On the one hand, case reports and case series are by definition anecdotal (Level IV evidence, according to the National Health and Medical Research Council system for assessing level of evidence),36 and thus are rarely conclusive. In many instances, not all details of the case were reported (eg, the exact nature of the interventions and a causal relationship between the intervention and the clinical event was not always established.
On the other hand, under-reporting is likely to significantly distort the evidence. A recent survey of neurologists found 35 cases of neurological complications occurring within 24 hours of cervical spine manipulation,34 none of which had been published. Robertson took an audience poll at a meeting of the Stroke Council of the American Heart Association, which disclosed 360 unreported cases of stroke after spinal manipulations.37 De Bray and colleagues estimated that 12% of all vertebrobasilar artery dissections follow cervical spine manipulations.38
In view of this, all existing estimates of risk must be seen as not sufficiently reliable for responsible decision-making, and information about these risks should be included when informed consent is obtained.39 This is supported by several investigators.23,40 Recent survey data41 suggest that Australian chiropractors rarely obtain verbal consent, and never written consent, from their patients. They also seldom discuss the potential risks of chiropractic adjustments, and may therefore not meet all the legal requirements for informed consent.41
How can the risk of adverse events associated with cervical spine manipulation be minimised in future? Clinical competence in those performing spinal manipulation seems an essential and obvious precondition. Contraindications must be strictly observed. Vautravers argued that even minor unwanted effects should be considered as an absolute contraindication for future spinal manipulations.40 About 50% of all chiropractic patients experience such minor adverse effects.42
In conclusion, serious complications of cervical spine manipulation appear to occur regularly. Their incidence is essentially unknown and should be established as a matter of urgency through adequately designed investigations.
Summary of case reports of adverse events after cervical spine manipulation
Ref no.
Patient and indication (if provided)
Type of therapist (if provided) and intervention
Adverse event
Diagnosed by§
Outcome
5
36-year-old man with low back pain
Chiropractor all spinal regions manipulated, including the cervical spine, with forceful rotation of flexed head
Symptoms developed "within hours" of CSM. Long thoracic nerve palsy with motor axon degeneration causing paraesthesiae, pain and reduced mobility of right arm
Nerve conduction studies, EMG, MRI
No details provided
6
29-year-old woman with neck pain, vertigo
Chiropractor CSM with tilting and rotation of head
Dissection of internal carotid artery causing stroke with somnolence. Acute dissection confirmed by autopsy
CT
Death
7
32-year-old man
CSM
Dissection of right vertebral artery causing basilar artery infarction and stroke
CT, MRI
Mild residual neurological deficit
8
65-year-old man with neck pain
CSM
Diaphragmatic palsy (patient remained symptom-free) a chance finding on routine x-ray
Chest X-ray, fluoroscopy
Not applicable
49-year-old woman with arthritic pain
Chiropractor CSM
Diaphragmatic palsy causing chronic dyspnoea. Symptoms developed over several months of regular CSM all other causes were excluded
Chest X-ray, fluoroscopy, lung function tests
No details provided
9
48-year-old woman with neck pain
CSM
Dissection of right intracranial artery causing Wallenberg's syndrome
MRI
Persistent neurological deficit
47-year-old man
Chiropractor CSM
Intimal tear of right vertebral artery causing transitory neurological deficits
Arteriogram
Bypass surgery, complete recovery
10
59-year-old patient
Chiropractor CSM
Emboli released from arteriosclerotic internal carotid artery causing partial loss of vision. Symptoms started during CSM
Ophthalmoscopy
Permanent visual field defects
11
87-year-old man
Chiropractor CSM
Retinal artery occlusion. CSM probably released emboli from arteriosclerotic carotid artery
MRI
No details provided
12
67-year-old man with neck pain
Chiropractor CSM
Prolapse of discs C5/C6 and C6/C7 causing radiculopathy. Symptoms developed either during or shortly after CSM
MRI, EMG
Gradual improvement
60-year-old man
CSM
Disc herniation at C4/C5. Symptoms developed either during or shortly after CSM
CT
Full recovery
56-year-old man with neck pain
Chiropractor CSM
Protrusion of discs C4/C5, C5/C6 and C6/C7 causing cervical myelopathy. Symptoms developed either during or shortly after CSM
MRI
Surgery, gait remained ataxic
62-year-old man with neck pain
Chiropractor CSM
Stenoses of spinal canal at C3, C5/C6, C7 causing cervical myelopathy. Symptoms developed either during or shortly after CSM
MRI
Surgery, permanent neurological deficit
13
33-year-old woman with neck pain
Chiropractor CSM ("neck manipulation")
Spinal epidural haematoma. Symptoms started 15 minutes after CSM
CT, MRI
Haematoma was surgically removed, full recovery
14
39-year-old woman
Chiropractor CSM
Ischaemic lesion in medulla oblongata causing stroke. Symptoms developed 5 hours after CSM
MRI, cerebral angiography
No details provided
15
39-year-old woman with neck and shoulder pain
Chiropractor CSM
Acute infarction of the ventromedial aspect of the inferior right occipital lobe causing stroke with left peripheral visual field loss. Symptoms started immediately after CSM
MRI
No details provided
16
45-year-old woman with tension headache
Chiropractor CSM with high velocity rotational thrust
Dissection of carotid artery causing complete ophthalmoplegia. Unusual case of previously asymptomatic posterior communicating artery aneurysm
CT, MRI
Surgical intervention, full recovery
17
36-year-old man with neck and shoulder pain
Chiropractor CSM
Vertebral artery dissection causing stroke. Symptoms started 30 min after CSM
MRI, angiography
Good clinical improvement and resolution of dissection
18
38-year-old woman with neck pain
Chiropractor CSM with sudden lateral flexion
Cervical injury causing profuse vomiting, vertigo and Horner's syndrome. Symptoms started 30 min after CSM
MRI, angiography
No details provided
19
58-year-old woman with neck pain
Chiropractor CSM with high velocity thrust
Contusion of upper spinal cord causing BrownSιquard syndrome. Symptoms started immediately after therapy
MRI
Residual neurological deficit
§ Tests that established diagnosis. CT = computed tomography. EMG = electromyography. MRI = magnetic resonance imaging. CSM = cervical spine manipulation.
Ref no.
Patient and indication (if provided)
Type of therapist (if provided) and intervention
Adverse event
Diagnosed by§
Outcome
20
Young woman
Chiropractor CSM
Infarct in left inferior cortex causing right superior homonymous quadrantanopia
MRI
Persistent abnormalities
21
34-year-old woman with neck pain
Chiropractor CSM
Dissection of both vertebral arteries causing cerebellar infarction and stroke. Symptoms developed hours after therapy
MRI, duplex sonography
Residual neurological deficit
22
50-year-old woman with neck pain
Chiropractor CSM including rotation and tilting of head
Left intracranial vertebral artery and carotid artery dissection causing stroke. Symptoms started "a few minutes" after CSM
MRI, doppler sonography
"Gradual improvement"
23
27-year old woman with shoulder stiffness
Chiropractor CSM
Vertebral artery dissection causing stroke. Symptoms started after a 48-hour delay
MRI, CT
Minimal persistent neurological deficit
37-year old man with headache
Chiropractor CSM
Vertebral artery dissection causing multiple infarcts. Symptoms started immediately after CSM
MRI, CT, angiography
Persistent diplopia and ataxia
24
34-year old woman with neck pain
Chiropractor CSM
Vertebral artery dissection causing occipital lobe infarction and hemianopsia. Symptoms started within minutes of CSM
MRI
Persistent visual field disturbances
25
31-year old woman
Chiropractor CSM ("rapid rotary manipulation")
Left vertebral artery dissection causing cerebellar infarction
MRI
No details provided
64-year-old man
Chiropractor CSM
Dissection of left internal carotid artery causing parietal stroke
MRI
No details provided
51-year-old man
CSM
Right internal carotid artery dissection causing subcortical stroke
MRI
No details provided
26
57-year-old man
Chiropractor CSM
Vertebral arteriovenous fistula at C1 level causing radiculopathy of right arm. Vertebral artery dissection due to CSM the most likely cause
Angiography
Surgical obliteration of fistula, rapid improvement
27
3-month-old baby girl
Physiotherapist forced active rotation and retraction of head
Bleeding into adventitia of both vertebral arteries causing ischaemia of caudal brainstem with subarachnoid haemorrhage
MRI
Death
28
34-year-old man with whiplash injury, non-radiating neck pain
Chiropractor CSM
Dural tear causing persistent positional dizziness
No details provided
Full recovery
29
43-year-old man with tinnitus
Orthopaedic surgeon CSM
Intracapsular/intraosseous oedema of the facet joints C2/C3, with lesions of the nerve root at C3 causing severe neck pain
CT
No details provided
30
30-year-old man (no indication)
"Untrained person" (barber) CSM ("jerked his neck to the extreme right")
Extramedullary, intradural mass compressing spinal cord at C1/C2. Onset of symptoms immediately after CSM
Plain x-ray, MRI
Permanent neurological deficit
31
44-year-old man with a strained shoulder muscle
Chiropractor CSM
Dissection of right internal carotid artery causing Horner's syndrome. There was also a subtle dissection of the right vertebral artery
MRI
No details provided
32
47-year-old man with stiffness of neck and shoulder
Chiropractor CSM including neck rotation
Phrenic nerve injury causing diaphragmatic paralysis. Symptoms (severe dyspnoea) started after several hours delay
X-rays, fluoro-scopy, lung function tests
Residual deficit, breathing difficulties
33
33-year-old woman with chronic headache
Chiropractor CSM
Left vertebral artery dissection causing left pontine infarct and stroke. Symptoms developed during CSM
CT, MRI
Permanent severe neurological deficit
34
Woman
CSM
Vertebral artery dissection causing occlusion and stroke with cerebral oedema. Symptoms developed within 4 hours of CSM. Eight further cases of stroke described
CT, angiogram
Surgical decompression, removal of part of cerebellum, permanent neurological deficit
46-year-old man
Chiropractor CSM
Subdural haematoma. Symptoms developed immediately after CSM
No details provided
Surgical intervention, full recovery
42-year-old woman
CSM
Prolapse of disc at level C5/C6. Report describes one further case of myelopathy
MRI
Major residual deficits
32-year-old woman
Osteopath CSM
Radiculopathy at level C6/C7/C8. Symptoms began within 12 hours of CSM
No details provided
Minor residual deficit
35
80-year-old man with neck and shoulder stiffness
Shiatsu practitioner shiatsu massage of upper neck
Retinal artery embolism causing partial loss of vision. Treatment mainly forceful neck massage (it is arguable whether this constitutes CSM)
MRI, angiography
Permanent ocular effects
§ Tests that established diagnosis. CT = computed tomography. EMG = electromyography. MRI = magnetic resonance imaging. CSM = cervical spine manipulation.
I have received training in spinal manipulation and have applied it clinically, but have no financial competing interests related to spinal manipulation.
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